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audit(5)

HP-UX 11i Version 2: December 2007 Update
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NAME

audit — introduction to HP-UX Auditing System

SYNOPSIS

#include <sys/audit.h>

DESCRIPTION

The purpose of the auditing system is to record instances of access by subjects to objects and to allow detection of any (repeated) attempts to bypass the protection mechanism and any misuses of privileges, thus acting as a deterrent against system abuses and exposing potential security weaknesses in the system. When the TrustedMigration product is installed, HP-UX Auditing System also works without converting system to trusted mode.

User and Event Selection

The auditing system provides administrators with a mechanism to select users and activities to be audited.

On a system that has been converted to trusted mode, users are assigned unique identifiers called audit ids by the administrator which remain unchanged throughout a user's history. The audusr command is used to specify those users who are to be audited.

On a system that has not been converted to trusted mode, if the TrustedMigration product is installed, each login session is assigned a unique identifier called audit tag. The audit tag is a string representing information such as user name and login time. It can uniquely identify each login session and the person responsible for the session. See also setauduser(3) and getauduser(3). The userdbset command is used to specify those users who are to be audited. See userdbset(1M) and userdb(4). The associated attribute is called AUDIT_FLAG and is described in security(4).

The audevent command is used to specify system activities (auditable events) that are to be audited. Auditable events are classified into several categories. An event category consists of a set of operations that affect a particular aspect of the system. For an event category list, see audevent(1M).

Self-auditing Programs

To reduce the amount of log data and to provide a higher-level recording of some typical system operations, a collection of privileged programs are given capabilities to perform self-auditing. This means that the programs can suspend the currently specified auditing on themselves and produce a high-level description of the operations they perform. These self-auditing programs are described in the following manpages: at(1), chfn(1), chsh(1), crontab(1), login(1), newgrp(1), passwd(1), audevent(1M), audisp(1M), audsys(1M), audusr(1M), cron(1M), groupadd(1M), groupdel(1M), groupmod(1M), init(1M), lpsched(1M), sam(1M), useradd(1M), userdel(1M), and usermod(1M).

  • Note: Only privileged programs are allowed to do self-auditing. The audit suspension they perform only affects these programs and does not affect any other processes on the system.

Most of these commands generate audit data under a single event category. For example, SAM generates the audit data under the event admin. Other commands may generate data under multiple event categories. For example, the init command generates data under the events login and admin.

Viewing of Audited Data

The audisp command is used to view audited data recorded in log files. The audisp command merges the log files into a single audit trail in chronological sequence. The administrator can select viewing criteria provided by the audisp command to limit the search to particular kinds of events which the administrator is interested in investigating.

Monitoring the Auditing System

To ensure that the auditing system operates normally and that any abnormal behaviors are detected, a privileged daemon program, audomon, runs in the background to monitor various auditing system parameters. When these parameters take on abnormal (dangerous) values, or when components of the auditing system are accidentally removed, audomon prints warning messages and tries to resolve the problem if possible.

Starting and Halting the Auditing System

The administrator can use the audsys command to start or halt the auditing system, or to get a brief summary of the status of the audit system. Prior to starting the auditing system, audsys also validates the parameters specified, and ensures that the auditing system is in a safe and consistent state.

Audit Log Files

At any time when the auditing system is enabled, at least an audit log file must be present, and another back-up log file is highly recommended. Both of these files (along with various attributes for these files) can be specified using audsys. When the current log file exceeds a pre-specified size, or when the auditing file system is dangerously full, the system automatically switches to the back-up file if possible. If a back-up log file is not available, warning messages are sent to request appropriate administrator action.

AUTHOR

The auditing system described above was developed by HP.